Hunsucker Goodstein & Nelson PC, Attorneys Committed to achieving comprehensive, financially sound, legal solutions for our clients.
Home | Attorney Profiles | About US | Office Locations | Representative Cases | Contact
 
 
 
Securities Brokerage Issues

Securities Brokerage Issues Law

View Representative Cases
Contact an Attorney in this Practice Area

Hunsucker Goodstein & Nelson PC attorneys have depth of experience in the practice of securities law. We represent investors in a variety of disputes related to losses sustained in their brokerage accounts as a result of wrongdoing and fraud by their stockbrokers, brokerage firms and investment advisers. These cases range from such issues as misrepresentation and suitability to unauthorized trading.

Our attorneys successfully use their prior experience defending major national brokerage firms to benefit securities customers who have fallen victim to improper and illegal sales practices. Aided by their decades of practice and their knowledge of the major brokerage firms, Hunsucker Goodstein & Nelson PC attorneys have obtained millions of dollars in arbitration awards and settlements for their clients from some of the largest national brokerage houses.

These securities-related disputes are almost always required to be resolved in binding arbitration by FINRA (Financial Industry Regulatory Authority), the self-regulatory organization for the securities industry. As experienced securities arbitration lawyers, we know how to be successful in these proceedings and have an excellent track record of awards for clients. We have successfully represented victims of fiduciary abuse, financial elder abuse, stock churning or mutual fund switching. This experience has prepared us well to meet the challenges of today's subprime litigation. If it becomes necessary to sue your broker or investment adviser, Hunsucker Goodstein & Nelson PC can help.

View Representative Cases
Contact an Attorney in this Practice Area

 


Hunsucker Goodstein & Nelson PC     3717 Mt. Diablo Blvd., Suite 200 Lafayette, CA 94549, principal office. Licensed jurisdictions include California, Connecticut, District of Columbia, Florida, Indiana, Illinois, Oregon, Maryland, Massachusetts, Missouri, New York, Texas, Virginia and Washington.